Philadelphia Stock Exchange

Results: 603



#Item
441United States Securities and Exchange Commission / Economy of the United States / Financial regulation / Business / Auditing / Philadelphia Stock Exchange / Securities Exchange Act / Audit committee / Financial Industry Regulatory Authority / United States securities law / Self-regulatory organizations / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 16, 2008 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to a

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Language: English - Date: 2008-07-17 11:59:04
442Securities Exchange Act / Fee / U.S. Securities and Exchange Commission / United States / Business / Economy of the United States / Philadelphia Stock Exchange / NASDAQ

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 20, 2009 Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2009-08-25 11:48:45
443Economy of New York City / NASDAQ / Securities Exchange Act / Direct Edge / International Securities Exchange / Chicago Stock Exchange / Financial Industry Regulatory Authority / Philadelphia Stock Exchange / OMX / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2011-01-25 15:21:13
444Finance / United States securities law / Philadelphia Stock Exchange / Exchange-traded fund / Securities Exchange Act / Floor broker / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 17, 2008 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed

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Language: English - Date: 2008-07-21 10:35:53
445Stock market / Order / Financial markets

Philadelphia Stock Exchange, Inc. Proposed Rule Change It is proposed that the following provisions of the Philadelphia Stock Exchange Rules be amended as set forth below. The following text does not appear in the releas

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Language: English - Date: 2004-06-09 11:00:10
446Economy of New York City / NASDAQ / Securities Exchange Act / Direct Edge / Chicago Stock Exchange / International Securities Exchange / Financial Industry Regulatory Authority / Philadelphia Stock Exchange / OMX / Economy of the United States / Self-regulatory organizations / United States securities law

Order Approving Amendment No. 25 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Ex

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Language: English - Date: 2011-03-08 10:40:04
447Investment / Economy of the United States / Self-regulatory organizations / Stock market / Regulation NMS / NASDAQ / Philadelphia Stock Exchange / Securities Exchange Act / Order / Financial markets / Financial economics / United States Securities and Exchange Commission

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-10-02 14:07:27
448Financial markets / Self-regulatory organizations / United States securities law / Short selling / NASDAQ / Philadelphia Stock Exchange / Securities Exchange Act / Short / Exercise / Financial economics / Investment / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Executions and the Monthly Cap

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Language: English - Date: 2011-12-20 10:30:15
449NASDAQ / New York / Philadelphia Stock Exchange / OMX / New York Stock Exchange / Finance / Economy of the United States / New York City / Economy of New York City

SR-Phlx[removed]Page 14 of 15 EXHIBIT 5 New text is underlined; deleted text is in brackets.

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Language: English - Date: 2011-12-22 17:59:56
450Financial economics / Financial system / Financial markets / Fixed income market / NASDAQ / Philadelphia Stock Exchange / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]May 15, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc ; Notice of Filing of Proposed Rule Change for Permanent Approval of a Pil

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Source URL: www.sec.gov

Language: English - Date: 2013-05-16 09:52:35
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